
5.14 Subject: HUMAN BEINGS AS SUBJECTS IN RESEARCH
Adopted: September 12, 1996
Applicability
This policy applies to all research related to the University whether conducted on or off
campus, whether done by faculty or students, and whether or not supported by extramural
funds.
Policy
Research involving human beings as subjects is authorized at the University, subject to
specific limitations and procedures. A human subject is any individual who may be at risk
as a consequence of participation as a subject in research, development, demonstration or
other activities.
- In considering the participation of humans as subjects, the guiding principle is that no
one should be exposed to risk to health or well-being without being given all
reasonable protection and without being adequately informed.
- In general, the purpose of the study, the procedures to be followed, and the possible
risks involved must be explained to the subject. The investigator must be satisfied
that the explanation has been understood, and consent must be obtained without
duress or deception. Such an explanation may be postponed or even omitted where
there are no risks to the subject, and a full account of the purposes and procedure in
advance might bias the results.
- It is the responsibility of the individual investigator to have adequate knowledge of
the possible consequences of his research, or of research done under his direction.
- Whenever possible, any hazards to health or well-being of each procedure must first
be investigated with animals.
- Whenever medication or physical intervention is used, or whenever the subject is
exposed to unusual environmental conditions, proper protection and supervision
must be provided.
- The individual's personal privacy and the confidentiality of information received from
her/him must be protected.
- An individual's time should not be invaded to the extent that the participation creates
conflict with other obligations.
- Remuneration may be offered for the time involved in a study, provided the
remuneration is not so large as to constitute an improper inducement to participate.
- Any individual may request termination of his/her participation at any time and this
request will be honored promptly and without prejudice.
- Unless there are reliable indications to the contrary, all University of New Mexico
faculty members are presumed to behave responsibly, and all experimental subjects
should be willing to contribute to the advancement of knowledge, provided their
personal rights are respected.
Implementation
The Board, in adopting the original Regents' Policy Manual in 1981, incorporated detailed
policies and procedures which had previously been approved in 1966. The full text is
printed in the Faculty Handbook.
Research involving human beings as subjects is also subject to applicable federal laws and
regulations.
Reference
Faculty Handbook, [1990 ed.], pages D-1 through D-4.
Comments should be sent to BRPM@UNM.edu
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