CONSTRUCTING SOCIAL THEORY
Kiser, E., and Hechter, M. (July 1991) "The Role of General Theory
in Comparative Sociology", American Journal of Sociology, Number
1, pp. 1-20.
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Historical events are often complex and unique, but this does not mean
that general theories cannot help explain them. Individual human beings
are also complex and unique, but this does not man that general theories
are useless in accounting for their behavior. 12
Popper, K. (1981) "Science and Psuedo-Science, and Falsifiability",
In R. Tweney, M. Doherty, and C. Mynatt (eds.) On Scientific Thinking,
New York: Columbia University Press, Pp. 92-99.
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These Theories [Marx, Freud, and Adler] appeared to be able to explain
practically everything that happened within the fields to which they referred.
The study of any of them seemed to have the effect of an intellectual conversation
or revelation, opening your eyes to a new truth hidden from those not yet
initiated. 94
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It is easy to obtain confirmations, or verifications, for nearly every
theory--if we look for confirmations. 96
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Every "good" scientific theory is a prohibition: it forbids certain things
to happen. The more a theory forbids, the better it is. 96
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A theory which is not refutable by any conceivable event is non-scientific.
Irrefutability is not a virtue of theory (as people often think) but a
vice. 96
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Confirming evidence should not count except when it is the result of a
genuine test of the theory; and this means that it can be presented as
a serious but unsuccessful attempt to falsify the theory. 96
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Some genuinely testable theories, when found to be false, are still upheld
by their admirers--for example, by introducing the ad hoc some auxiliary
assumption, or by reinterpreting the theory ad hoc in such a way
that it escapes refutation. Such a procedure is always possible, but it
rescues the theory from refutation only at the price of destroying, or
at least lowering, its scientific status. 96-97
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One can sum up all this by saying that the criterion of the scientific
status of a theory is its falsifiability, or refutability, or testability.
97
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historically speaking all--or very nearly all--scientific theories originate
from myths, and that a myth may contain important anticipations of scientific
theories. …if a theory is found to be non-scientific, or "metaphysical"
(as we might say), it is not thereby found to be unimportant, or insignificant,
or "meaningless," or "nonsensical." But it cannot claim to be backed by
empirical evidence in the scientific sense--although it may easily be,
in some genetic sense, the "result of observation." 98
Ritzer, G. (1991) "Reflections on the Rise of Metatheorizing
in Sociology", Sociological Perspectives, Vol. 34, No. 3, pp. 237-248.
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the crises in sociology is traceable, at least in part, to a splintering
of the discipline. 246
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the kind of reflexive work undertaken by metatheorists can be useful in
clarifying our theoretical differences and showing us where greater integration
is possible. 246
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Since metatheorizing deals with theory, it is not directly engaged with
the social world. However, we must not forget that the theories that are
the subject of metatheoretical concern are directly related to the social
world. Thus, there is an indirect linkage between metatheorizing and the
social world. 247
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Metatheoretical work has at least two roles to play in the society. First,
in helping to clarify theories and their relationships to one another,
it improves their capacity to deal with the social world. Second, the metatheorist
develops a range of tools that are helpful in understanding not only theory,
but also social reality. 247
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Thus, while metatheoretical work is removed from the social world, it is
far from being irrelevant in our understanding of how that world works.
Thus, in my view, metatheorizing is not only a legitimate undertaking in
itself, but it is further legitimized by its utility in enhancing our understanding
of sociocultural reality. 247
Turner, J. (1991) "Developing Cumulative and Practical Knowledge
Through Metatheorizing," Sociological Perspectives, Vol. 34, No.
3, pp. 249-268.
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Those sciences that have developed considerable cumulative knowledge are
secure enough to examine themselves or, as is more often the case, let
others look over their shoulder. Those sciences that have failed to develop
cumulative knowledge are sufficiently anxious about their failings to ponder
what went wrong. 249
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Within sociology, there are many who continue to seek theoretical cumulation,
but there are growing numbers who appear content to push the discipline
toward relativism, solipsism, and nihilism: to the point where nothing
is universal, where all is contextual, and little can be systematized.
250
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My feeling was that metatheorizing pulled us into unresolvable philosophical
issues: hero worship of the early masters; textual analysis as an end in
itself; history of ideas; proposals for presuppositions without propositions;
and endless discourses. 251
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Avoid talking about theorists; instead, talk about theories. 252
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Avoid discussions on intellectual context, place, and time; instead, discuss
social processes denoted by concepts, models, and propositions. 252
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Avoid debates over philosophical issues; instead, commit one's energies
to the simple assumptions that there is a world out there and that it can
be understood with concepts, models, and propositions. 252
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Avoid commitments to ideologies; instead, develop concepts, models, and
propositions that denote operative processes in the universe (there will
always be someone to expose ideological biases without your help). 252
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Ignore the particulars of history; instead, examine those more general
and generic processes that cut across and place (leave something for historians
to do; or, if history is used, let it involve an empirical test or assessment
of a theory or model). 252
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Evaluate the clarity and adequacy of concepts, propositions, and models.
253
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Suggest points of similarity, convergence, or divergence with other theories.
253
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Pull together existing empirical (including historical) studies to access
the plausibility of a theory. 253
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Extract what is viewed as useful and plausible in a theory from what is
considered less so. 253
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Synthesize a theory, or portions thereof, with other theories. 253
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Rewrite a theory in light of empirical or conceptual considerations.
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Formalize a theory by stating it more precisely. 253
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Restate a theory in better language. 253
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Make deductions from a theory so as to facilitate empirical assessment.
253
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Success in war has, Spencer argued, some ironical consequences: (1) as
territories increase in size, logistical problems of control, communication,
transportation, and administration escalate; (2) as the span of territory
increases, especially as the result of annexation…of conquered populations,
the diversity of the population increases and
poses increased internal
threat which, in turn, escalates logistical loads; (3) compounding of populations,
per se, increases population size which, regardless of internal threats,
increases logistical loads; and (4) population growth through compounding
trends to concentrate an increased proportion of population members (due
to migration) which then creates a new source of internal threat, and hence,
escalated logistical loads. These cycles, as they increase logistical loads,
lead to even greater concentrations of power; and, as power is concentrated,
it is used in waves of further external conflict, thereby escalating even
more than those cycles of increasing logistical loads. At some point, these
loads become too great, and the empire implodes back upon itself or dissolve
from (a) internal conflict, (b) overextension beyond the productive, administrative,
and distributive capacities, (c) confrontation with a powerful enemy, or
(d) some combination of (a), (b), and (c). Indeed, once this process of
collapse begins on one front, the other tend to "kick in" and accelerate
dissolution--as can currently be observed in the Russian empire. 256
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The degree of success in war is related to marchland and resource advantage,
coupled with mobilization of superior coercive power relative to one's
neighbors. 261
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In the area of geopolitics, sociologists have virtually ceded the territory
(bad pun intended) over to political scientists, economists, "professional"
diplomats, strategic "planners," and military strategists. Thus, much like
many areas of practical activity, sociology has failed to capitalize on
its potential for influencing practice and policy. This potential is best
realized with metatheory that dares to explain something and with the use
of explanatory theory by practitioners. 268
Wagner, D., and Berger, J. (1985) "Do Sociological Theories Grow",
American Journal of Sociology, Vol. 90, No. 4, pp. 697-728.
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"Theory" in sociology has come to include many kinds of sociological work,
from "commentaries on the classics" to "causal modeling." 699
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Development of an orienting strategy may take any of several forms. It
may include, for example, the development of ontological and epistemological
arguments (often metaphorically stated) concerning the subject matter of
sociology, the nature of social reality, and the values and goals of sociological
inquiry. It may also involve the articulation of the conceptual foundations
employed in the description and analysis of social phenomena. Finally,
it is likely to incorporate the formulation of directives for the selection
of theoretical problems for investigation and for the construction and
evaluation of proposed problem solutions. 700
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orienting strategies are exceptionally stable, sometimes even rigid, in
structure. Consider the functional strategy: its conceptual framework,
its image of social reality, and its directives for the solution of sociological
problems have changed little…701
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Established strategies may become more or less dominant over time, but
it is a rare strategy to disappear entirely. 701
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comparatively new strategies such as ethnomethodology seldom replace older
strategies; more often they add to the list of metatheoretical options
that are available in sociological analysis. 701
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Part of the reason for the rigidity both within and among strategies is
that the differences between strategies are, in general, fundamental. Basically,
the claims of an orienting strategy are directiveness; they are statements
about values (e.g., the value of "function" as a conceptual tool), not
statements about facts (e.g., the specific function performed by a particular
institutional structure). Such prescriptive arguments are largely non-empirical,
and conflicts between them are often unresolvable. 701
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Put directly, most of the claims of an orienting strategy cannot be validated
as neither true or false; instead they are accepted or rejected a priori
without recourse to conclusive empirical evidence. 702
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When we consider the potential for theoretical growth through orienting
strategy activity, we see that (1) there is little change within strategies,
(2) there is little change among strategies, and (3) even when change does
occur, it is difficult to determine specifically how that change might
constitute progress. 702
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Because much of the discussion about theoretical growth in sociology seems
to focus on orienting strategies, it is not at all surprising that we do
not perceive growth. We have been looking in the wrong place. 702
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while orienting strategies prescribe how to construct and evaluate theories,
unit theories are themselves the particular theoretical constructions to
be evaluated. 703
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The bulk of activity at the level of unit theories involves empirical testing.
To the extent that such testing provides support for our unit theories,
growth or progress may be said to have occurred. 703
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This sort of relation, involving increases in the scope, rigor, precision,
or empirical adequacy of a theory, is theory elaboration.
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For knowledge to grow, we must both (1) refine our accounts of established
problems and (2) reach out to account for new and different problems. Through
proliferation, knowledge can spread into such new domains. 708
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conflicts may not be limited to differences in predictions. They may arise
with respect to the relevance or interpretation of evidence, the meaning
of value of concepts used in the theories, or the importance of accounting
for some specific feature of the common explanatory domain. It should not
be surprising, therefore, that theory competition is a slow and arduous
means of developing theoretical knowledge. 709
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if T(1) and T(2) are competitors, integration is likely to require a new
theoretical language (with new concepts) that enables the selection and
incorporation of theoretical principles from each competitor in a coherent
new formulation. 722
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Theory integration often is the major advance that is the clearest evidence
of progress, because it both unifies and deepens our knowledge. Thus, although
integration (especially of competitors) is rather rare, when successful
its impact may be quite dramatic. Successful integration, however, depends
at the very least on the prior development of an established research program.
723
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Integration, perhaps the rarest and most dramatic form of theoretical growth,
depends especially on the existence of a well-developed program based on
other relations. Such development is probably necessary to determine which
concepts and principles in the integrated theories are important enough
and promising enough to be included in a single theoretical formulation.
724
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If T(1) and T(2) are variants, integration is likely to involve the specification
of conditions for the application of each variant. If T(1) and T(2) are
proliferants, integration is likely to involve identification of properties
which permit the interrelation of disparate phenomena. Finally, if T(1)
and T(2) are competitors, integration is likely to involve the creation
of a new theoretical language that enables the theorist to select and incorporate
principles from competing theories in a coherent new theory. 724
Hechter, M. (1989) "Rational Choice Foundation of Social Order",
In Theory Building in Sociology, Jonathan Turner (ed.), Newbury
Park, CA: Sage, pp. 60-81.
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An adequate theory of social order would explain both the emergence of
social institutions and variations in the amount of order attained in different
societies. 60
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rational choice theorists attempt to account for the genesis of social
institutions, as well as other kinds of social outcomes. All rational choice
theories of macroscopic events therefore employ some individual-level variables
to explain macro-level phenomena. 60
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Like the advocates of invisible hand reasoning, contractarians assume that
social order is attained through the action of sovereign self-interested
individuals. Unlike invisible hand theorists, however, contractarians are
pessimistic about the likelihood that socially efficient equilibria can
be attained spontaneously. This pessimism is due largely to their awareness
that cooperation is difficult to sustain among self-interested actors who
often engage in strategic and opportunistic behaviors, rather than socially
responsible ones. 63
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the problem for contractarians is to understand how such self-interested
individuals intentionally can establish institutions that promote social
order, and, then, why they would ever allow themselves to be constrained
by these institutions. 63
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classical sociologists attacked contractarian theory by dismissing methodological
individualism in favor of emergent (or group level) explanations, and by
de-emphasizing the importance of purposive action in favor of normatively
oriented action. 64
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They [classical sociologists] held the sovereignty of the individual to
be a myth and insisted on the contrary proposition that institutions put
their stamp on individuals. This is because individuals' very thoughts
and actions are decisively affected by the institutions to which they are
subject. 64
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The less extensive a groups obligations, the greater the member's scope
to engage in independent action. Hence the extensiveness of a group's obligations
may be indicated by the proportion of private resources that each member
is expected to contribute to collectively determined ends. 65.
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If groups are formed in order to supply their members with joint goods,
then the survival of any group hinges upon its members' compliance with
various rules designed to assure the continued production and distribution
of these goods. 66
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Monitoring is problematic because individual behavior is often difficult
to observe, let alone assess. 69
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In times of war, young men are asked to risk their lives for their country,
police officers have the right to kill criminals, and the state has the
right to incarcerate--and sometimes to execute--severe offenders. 74
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it is indeed possible to explain key features of social order with the
aid of a group solidarity theory that is built upon rational choice foundations.
77
Coleman, J. (1990) Foundations of Social Theory, Cambridge,
MA: Harvard University Press.
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A central problem in social science is that of accounting for the functioning
of some kind of social system. Yet in most social research, observations
are not made on the system as a whole, but on some part of it. 1
-
This has lead to a widening gap between theory and research. Social theory
continues to be about the functioning of social systems of behavior, but
empirical research is often concerned with explaining individual behavior.
1
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The principal task of the social sciences lies in the explanation of social
phenomena, not the behavior of single individuals. 2
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A…mode of explanation of the behavior of social systems entails examining
processes internal to the system, involving its component parts, or units
at a level below that of the system. 2
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In all cases the analysis can be seen as moving to a lower level than that
of the system, explaining the behavior of the system by recourse to the
behavior of its parts. This mode of explanation is not uniquely quantitative
or uniquely qualitative, but may be either. 2
-
Just as observations are often most naturally made at levels below that
of the system as a whole, interventions must be implemented at these lower
levels. 3
-
an explanation of system behavior which goes down as far as the actions
and orientations of those who will implement the policy is likely to be
more useful that one which does not. 3
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An explanation based on internal analysis of system behavior in terms of
actions and orientations of lower-level units is likely to be more stable
and general than an explanation which remains at the system level. Since
the system's behavior is in fact a resultant of the actions of its component
parts, knowledge of how the actions of these parts combine to produce systemic
behavior can be expected to give a greater predictability than will explanation
based on statistical relations of surface characteristics of the system.
This need not be so, of course, if the surface characteristics are quite
proximate to the behavior to be explained. 3
-
an internal analysis based on actions and orientations of units at a lower
level can be regarded as more fundamental, constituting more nearly a theory
of system behavior, than an explanation which remains at the system level.
4
-
an explanation is sufficiently fundamental for the purpose at hand if it
provides a basis for knowledgeable intervention which can change system
behavior. Later I will suggest that a natural stopping point for the social
sciences (although not psychology) is the level of the individual--and
that, although an explanation which explains the behavior of a social system
by the actions and orientations of some entities between the system level
and the individual level may be adequate for the purpose at hand, a more
fundamental explanation based on the actions and orientations of individuals
is more generally satisfactory. For example, an analysis of the functioning
of an economic system based on the actions and orientations of firms and
households may be quite satisfactory, but for other purposes those actions
and orientations of the firms and households must be explained in terms
of the actions and orientations of individual persons who play some part
in controlling them. 4
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The image of man demanded by a theory that begins at the level of social
systems is
homo sociologicus, a socialized element of a social system.
The question of moral and political philosophy which address the fundamental
strain between man and society cannot be raised. The freedom of individuals
to act as they will, and the constraints that social interdependence places
on that freedom, nowhere enter the theory. Problems of freedom and equality
cannot be studied. Individuals as individuals enter only via their conformity
to or deviance from the normative system. With this image of man as a socialized
element of a social system, it becomes impossible, within the framework
of social theory, to evaluate the actions of a social system or a social
organization. 4
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The major problem for explanations of system behavior based on actions
and orientations at a level below that of the system is that of moving
from the lower level to the system level. This has been called the micro-to-macro
problem, and it is pervasive throughout the social sciences. In economics,
for example, there is microeconomic theory and there is macro-economic
theory; and one of the central deficiencies in economic theory is the weakness
of the linkage between them, a weakness papered over with the idea of "aggregation"
and with a ubiquitous concept in macroeconomic theory, that of the "representative
agent." 6
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At one degree of detail, Weber is simply expressing a macro-social proposition:
The religious ethic which characterized those societies that became Protestant
in the Reformation (and particularly those that were Calvinistic) contained
values that facilitated the growth of capitalist economic organization.
6
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The societies that can be compared are few in number, and those which capitalism
developed most rapidly differed not only in religion but in many other
ways as well. Statistical comparisons would be subject to many different
interpretations, even if the association between Protestantism and capitalism
were high. 7
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Finding the same antitraditionalist orientation and the same precept of
diligence toward one's calling in Calvinist doctrine, he uses this as evidence
that the growth of this religious doctrine provided the value system which
allowed capitalism to develop. 7
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The content of the Protestant ethic can be described as values deriving
from the religious beliefs of society, and the content of what Weber calls
the spirit of capitalism can be described as values governing the economic
activities of the society. These values are two components of the value
system of a society, governing activities in two different institutional
areas. 7
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the shared content of the religious and economic values is not evidence
of the effect of the former upon the later, but may be an indicator of
other changes which altered both religious and economic value systems.
Alternatively, the shared content could arise from the effect of new values
in economic activities in reshaping those religious values that were most
susceptible to such an effect, that is, the values of Calvinists. 7
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What is necessary to account for the growth or occurrence of any social
organization whether capitalist economic organization or something else,
is how the structure of positions constituting the organization comes into
being, how persons who come to occupy each of the positions in the organization
are motivated to do so, and how this interdependent system of incentives
is sustainable. 9
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A contemporary instance of the attempt to make the micro-to-macro transition
through simple aggregation of individual attitudes or orientations can
be found in certain theories of revolution. 10
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The problem addressed by frustration theorists of revolution is the puzzling
one of which why revolutions often seem to occur during periods of social
change in which conditions are generally improving. The frustration theorists
resolve this problem by arguing that the improving conditions in the society
create frustration on the part of individual members of the society, leading
to revolution. 10
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consider approaches to social theory which base social change on technological
change or on forces of nature. If such theory is taken seriously, this
implies a fatalistic view of the future, in which humans are the pawns
of natural forces. Still other theories do not have an individualistic
base but have their foundation at a macrosocial level, taking as given
the very social organization that is problematic in a theory based on purposive
action of individuals. In theories of this sort the proposed causes of
action are not persons' goals or purposes or intents, but some forces outside
them or unconscious impulses within them. As a consequence, these theories
can do nothing other than describe an exorable fate; they are useful only
to describe the waves of change that wash over us. At the mercy of these
uncontrolled external or internal forces, persons are unable to purposefully
shape their destiny. The paradox arises because such theories imply that
the theory itself, a result of purposive action, can have no effect on
future action. Any attempt to use the theory purposefully will consequently
be, according to the theory, destined to fail. A further paradox lies in
the image of man implied by a nonpurposive theory. Since the conception
is one into which purpose, goal, and will do not enter, it is incompatible
with the very orientation of the theorist, who sets as a goal the development
of such a theory. All of this arises because the subjects of the theory
are persons, and that includes the theorists and the users of the theory.
17
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much of what is ordinarily described as nonrational or irrational is merely
so because the observers have not discovered the point of view of the actor,
from which the action is rational. 18
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success of a social theory based on rationality lies in successively diminishing
that domain of social activity that cannot be accounted for by the theory.
Another way of viewing the theory based on rational actors is to specify
that the theory is constructed for a set of abstract rational actors. It
then becomes an empirical question whether a theory so constructed can
mirror the functioning of actual social systems which involve real persons.
18
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The transmission of information from the macro level to individual actors
can greatly affect the actions they take and thus affect system behavior.
21
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the environment, or social context, in which a person acts affects the
relative benefit of different actions; and it is the macro-to-micro transition
which shapes this social context. 21
-
good social theory makes the transition between micro and macro levels
successfully. 21
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it is one thing to trace the development of social organization in a particular
instance, as a historian might to, and quite another to develop generalizations
about such processes. 22
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In an established authority system, the consensual base on which authority
rests is reinforced by a set of formal institutions, which may include
the police and the military. These institutions provide physical control
that supports the rights of control (the legitimacy) and impedes revocation
of authority. 466
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Oppressive systems sometimes fail merely because of the passive non-compliance
of a subject people. 467
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widespread withdrawal of rights of control (that is, legitimacy) from an
authority structure is often not sufficient to bring about a change in
that structure or even in the way authority is exercised. 468
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changing an authority system requires revoking the actual power to exercise
control. If that power is not given up voluntarily, it must be taken by
force. Such an exercise of power against state authority can occur in a
variety of ways, which can be termed revolt or revolution. 468
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most social systems have many institutions at various levels--and thus
many actors can engage in a power struggle with central authorities. 469
-
Many theoretical works on revolution see a critical point in a revolutionary
struggle as the point at which the existing system of authority loses legitimacy
in the eyes of the population or of important segments of the population.
470
-
Authority is, it is sometimes said, legitimately exercised power. 470
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authority is the right to control another actor's actions, and power is
the capacity to do so, with or without the right. 470
-
If authorities engage in actions other than those for which this consensus
exists, they lack the right to do so, are acting illegitimately, and may
lose legitimacy. That is, the rights to govern which they do hold may be
generally withdrawn, leading to collapse of the consensus which gives legitimacy.
470
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legitimacy is simply the right to carry out certain authoritative actions
and have them obeyed. It rests on a consensus among those actors in a society
relevant to the continued exercise of authority--which may be the population
as a whole or only certain parts of it. 470
-
Simple common sense suggests that a revolution will be more likely when
citizen's living conditions are worsening. 470 In fact, almost the reverse
has been true: when general impoverishment has increased, the population
appears to have sunk into an increased passivity. 471
-
Tocqueville generalized that " it is not always when things are going from
bad to worse that revolution breaks out. On the contrary, it more often
happens that, when a people which has put up with an oppressive rule over
a long period without protest suddenly finds the government releasing its
pressure, it takes up arms against it." (1860) 471
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Revolution is more likely to arise during times of economic improvement
for at least some parts of a population or at times of political liberalization,
or both. … Common sense or rationality appears to be in eclipse, for common
sense would lead to the opposite prediction. 472
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[The frustration theorists] revolution arises as a result of increased
frustration. 472
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[The theory of rising expectations] When there is a certain rate of improvement
in objective conditions, economic or political, this creates rising expectations,
so persons expect to be better off. But the expectations rise faster than
the rate of improvement in the objective conditions. Thus there is an increasing
gap between people's expectations and reality. The people view the reality
from the perspective of increasing frustration, which leads them to revolt.
472
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Brinton (1965) says that the strongest feelings "are roused in those who
find an intolerable gap between what they have come to want …and what they
actually get. (p.250) 473
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[The theory of relative deprivation] As long as there is no change in objective
conditions, all persons are in the same boat. But when there is rapid improvement
in conditions, those of some improve more rapidly than those of others.
Those for whom conditions are not improving very rapidly see others, perhaps
no more qualified, doing much better than they are. It is from this perspective
that they perceive a widening gap, which leads them to feel frustration
and thus revolt. Given that in a period of economic improvement, there
are often more persons left behind than getting ahead, these feelings of
frustration can be widespread. 476
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[The theory of status inconsistency] Many who have had little wealth or
political power gain economic resources but find that there political position
remains unchanged. Their improved economic circumstances lead them to expect
a parallel increase in political power, an increase which does not come
about. 477
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revolutions are not like spontaneous riots, but are highly organized. 479
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If revolutionary activity and support for the revolutionary activity of
others are regarded as rational actions, it becomes evident that such activity
will be more likely to occur as those who have an interest in seeing the
authority system replaced come to have a belief that they will succeed.
480
-
The likelihood of revolution should increase if either of these two factors
increases: when the expected gain if the authorities are overthrown is
positive and the expectation of overthrowing the authorities is
high. 480
-
The improved conditions might…increase the perceived chances of success
of a revolution, for they add to the power and resources of those outside
the regime. 480
-
revolutions are preceded by a variety of phenomena, including vacillation
and weakness of the authorities, that give those interested in revolutionary
activity a stronger belief that overt activity in opposition to the regime
will be successful. 480
-
the period prior to overt revolutionary is one in which potential revolutionaries
and political followers who see themselves as likely to be just as well
off or better off under a different regime come to believe that a revolution
can succeed. 480
-
what is important is perceived power: what the people believe about the
relative power of the two sides and about what will happen to them if they
support one side or the other. 481
-
If opponents of an authority system come to have a strong belief in their
own power to overthrow the regime, one consequence will be a sense of frustration
that the regime remains in power. 484
-
One can see rebellious action as the product of two quantities: dissatisfaction
with the existing social order, and belief that action in opposition to
that social order will be successful. 485
-
By far the most important ideology for twentieth-century revolutions, however,
is not religious but secular--Marxism. Its role in Asian, African, and
South American revolts and revolutions is apparent. 488
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ideologies provide a utopian vision, as an alternative to the existing
allocation of rights in a society. In both Protestant religious ideology
and Marxism, there is a vision of utopia; furthermore, the two visions
have much in common: Both posit a world of equality, communal sharing,
absence of internal social strife, and transformed human nature. The visions
of utopia are definitions of what is right that come from authorities that
can challenge existing authority: from God, as the supreme being: or from
scientific socialism, as an objective source of truth. 488
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Typically a revolution involves only a very small part of the population
as activists, either on the side of the revolutionaries or on the side
of the authorities. 489
-
There are revolts in which large fractions of the population are involved,
but these uprisings are preceded by other critical events. The initial
actions are taken by a small set of activists who have already withdrawn
rights of control over their actions from the authorities. 489
-
If government policy distinguishes (or could distinguish) among ethnic
groups, economic classes, sexes, or regions, then these distinctions will
be relevant to a revolt--for the distinctions that government policy makes
create different interests in government actions. 491
-
Both sides [authorities and revolutionaries]: 1) Attempt to achieve success
to provide a display of power as early as possible in the revolt. 2) Threaten
and implement certain and severe punishment for acting in support of the
other side. 3) Provide material inducements (both current and promised
for after the revolt) to potential participants who might be important
to success. 4) Do not engage in indiscriminate terror. Authorities: 1)
Maintain strength externally. 2) Do not let an internal challenge to authority
go unmet. If unable to meet a challenge, divert attention through compensating
use of power in another area. 3) Show no indecisiveness. 4) Undermine alternative
ideologies. 5) Reduce opportunities for closure of social structure among
members of the opposition. 6) Develop institutions for addressing grievances
of the population on a one-by-one basis (that is, without providing a setting
for communication and amplification of grievances). Revolutionaries: 1)
Find and promulgate a utopian ideology that challenges the values expressed
by the current authority structure, and provide an alternative vision for
the future. 2) Use any means other than actions universally regarded as
illegitimate to demonstrate authorities' weakness. 3) Cut potential recruits
off from contact with nonsupporters of the revolt; develop a high degree
of closure within groups of supporters. 4) Incorporate existing grievances
of the population into proposals for change. 5) Obtain all possible external
support. 502
Rule, J. (1997) Theory and Progress in Social Science
-
Anyone who delves deeply into the literatures of theoretical social science
must eventually sense that the reach of our disciplines exceeds their grasp.
1
-
What makes any line of inquiry appear as a promising approach to basic
issues--from social stratification, to international conflict, to personality
formation--is apt to vary from moment to historical moment, and from one
intellectual constituency to another. Such evident transience makes it
appear that the theoretical imaginations of social scientists are governed
by intellectual tastes far less enduring than the questions they address.
2
-
Instead of registering what any conscientious observer might recognize
as progress in understanding civil upheaval--or declining productivity,
or the origins of deviance, or any number of other widespread concerns--programs
of inquiry often devolve into obsessions with issues of concern only to
those indoctrinated to the program in question. 2
-
The notion that life-forms do not generate spontaneously--as flies were
once thought to do from decaying flesh--may not be a salient concern to
life scientists today. Nevertheless, I would count the rejection of the
spontaneous-generation model a progressive step in the history of today's
life sciences; for that rejection helped to constitute necessary premises
for subsequent lines of thought. 4
-
Every theoretical system in our disciplines registers formal progress,
simply by pursuing those intellectual directions that it sets for itself.
The question is, do these strictly "local" accomplishments matters in any
way to the concerns of the broad public of "outsiders" to the theory? The
ability to make such a difference amounts to what I term substantive
progress--the development of analytical tools that subsequent thinkers
"cannot afford to do without," regardless of their identification (or lack
of it) with the theoretical program that gave rise to them. 5
-
No view of theoretical success or failure, I hold, makes sense without
some vision of the ultimate interests guiding inquiry. 5
-
I seek to approach each theoretical program considered here from the standpoint
of a theoretical "outsider"--someone who begins with no special stake in
the short-term appeal that momentarily surrounds every ascendant theory.
6
-
For each analytical accomplishment claimed by enthusiasts of any particular
theoretical program, I want to ask "What's in it for us?"--with the "us"
understood as referring to the broadest community of those seeking to understand
and deal with social, economic, and political life. 6
-
The conviction that a particular insight represents an indispensable step
in some ordained progression of expanding enlightenment is an indispensable
ingredient in the constitution of theoretical fashion. But it is hard to
point to many such convictions that have endured. 8
-
The difference between compelling, widely adopted theoretical programs
and others lies in the ability to command a sense of meaningfulness--to
convince intellectual "consumers" that the aspects of social life on which
they focus are ones that matter, that deserve our attention. 9
-
Any successful confrontation, I will argue, requires consideration of two
contrasting principles for the elaboration of theoretical work. I call
these expressive and coping criteria for theory--theory as
evocation of social experience versus theory as a guide to constraints
and possibilities posed by social forces for human interests. 11
-
Sociology, especially, seems at a low ebb in public esteem in the last
decade of the twentieth century. One reason appears to be precisely the
lack of persuasive and consensual theoretical conclusions that can be drawn
from sociological work. For many, it would appear, sociology and its sister
disciplines have failed to yield long-awaited "answers"--however vaguely
such answers are conceived. Or worse, the answers generated by the discipline
often seem little more than abstracted expression of the partis pris
that sociologists bring to their work in the first place. 15
-
What would be lost, in the broadest assessment, should this line of
inquiry simply be stricken from the intellectual record? What interests
or values shared by the broad publics of "outsiders" to the theory in question
stand to be served by its pursuit? Should the distinctive successes, accomplishments,
or "advances" registered by the program be expected to matter to
those who do not embrace its distinctive worldview? In short, can the world
afford to get along without the insights distinctive to this approach?
15
-
For if the experience of the thinker is indeed the only test of
the satisfactoriness of theoretical ideas, then the "theories" of the paranoid
schizophrenic are as valid as those of the most attentive analyst of empirical
evidence. Such strictly internal criteria of theoretical adequacy not only
preclude anything like intellectual progress; they offer no hope of any
theoretical correction or revision through empirical inquiry or critical
reflection. 16
-
we must conclude that the success or failure of theoretical systems in
the study of social life is not to be judged purely in terms internal to
the system themselves. 17
-
Against efforts to uphold any One True Faith, the position taken here is
overtly polytheistic. 17
-
every theoretical program is prey to the tendency to fruitless obsession
with issues of relevance only from within its own frame of reference. 18
-
the virtues that we publicly proclaim for our theoretical work more likely
have to do with their perceived status as steps--however modest or indirect--towards
some larger goal. Thus our obsession with defining our work as a "contribution"
to some broadly attested, wider form of enlightenment. To this end, we
invoke sacred sources of authority for the problems we pursue, seeking
to portray our work as a necessary stepping stone in a long journey whose
endpoint is beyond question. 27
-
One may think of individual contributions as "bricks" to the edifice of
knowledge." But bricks that enter into no particular structure, or those
fitted into structures soon abandoned, scarcely contribute to anything.
27
-
any judgment of what constitutes the most urgent problems for analytical
attention implies some particular analysis of its own. 34
-
just as changing political and cultural contexts bring new and often persuasive
analytical ideas to light, so similar changes seem to consign analytically
promising theories to oblivion--at least until the tectonic shifts of intellectual
life propel them back to the surface. 37
-
for any item of evidence that threatens to shake a treasured world view,
some paradigm could be constructed that would rule such evidence
out of court. Indeed, one can imagine ways of looking at social life in
which all conceivable empirical data are interpreted so as to sustain
one's overarching theory. 40
-
[Lewis Coser, 1975, presidential address to the ASA]our discipline will
be judged in the last analysis on the basis of the substantive enlightenment
which it is able to supply about the social structures in which we are
enmeshed and which largely condition the course of our lives. If we neglect
that major task, if we refuse the challenge to answer these questions,
we shall forfeit our birthright and degenerate into congeries of rival
sects and specialized researchers who will learn more and more about less
and less. 43
-
Are there any enduring standards, any perennial analytical interests
that might form the basis for judgments as to whether our overall grasp
in understanding the social world is growing? I believe that there are,
and that these criteria are implicit in the existential tensions predictably
generated by the exigencies of social life itself. 44
-
I hold that no program of social inquiry--no model of closure--will
long claim attention if it fails to address a core of historically enduing
questions. These questions occupy a special place in the theoretical life
of our disciplines because they emerge predictably from certain endemic
tensions of social life itself. I call them first order questions.
Consider a few examples: What causes deviance? What social influences--from
family constellations to community milieux to political institutions--shape
the development of adult personality? … What conditions favor economic
growth? … What conditions foster international peace, and which lead to
war and other forms of conflict? What are the limits to the changes in
family organization that are now sweeping the world's most prosperous societies?
How much social stratification, and what forms of it, are necessary to
ensure productive and cohesive social relations in complex societies? …
Where does civil violence come from? 45
-
They [first order questions] are the kinds of questions that draw people
to study social life in the first place, and that are constantly raised
anew in the minds of nonspecialists seeking reasoned bases for action in
the face of endemic social tensions. … Their very centrality to enduring
dilemmas of social action promise that students of social life will return
to them again and again. 46
-
The task of the sociology of science, in this [constructivist] view, is
to analyze the process of intellectual change and to demonstrate how such
change is successfully packaged as progress. Implicit in this program is
the assumption that progress has no existence other than in the minds of
those who "construct" it. 57
-
The assessment of discoveries in science is crucial for any sociology of
science, and not just because it offers and index of progress. For certainty
of what constitutes a discovery would also afford judgments on the quality
of individual "contributions." 58
-
Science is a process of discovery…and those who contribute the most to
the discovery process are bound to win the most attention, in the form
of footnotes. 59
Collins, R. (1989) "Sociology: Proscience or Antiscience?," American
Sociological Review, Vol. 54, February: 124-139.
-
the core activity that gives the field of sociology its intellectual justification
is the
formation of generalized explanatory principles, organized into
models of the underlying processes that generate the social world.
It is these that determine how particular conditions result in particular
kinds of outcomes. It is these generalized explanatory modes that constitute
a science. 124
-
the charge that sociology knows nothing, that we have no valid generalizations,
is patently untrue. (i) The longer, more intensely, and more exclusively
persons interact with each other, the more that they will identify with
one another as a group, and the more pressure they will exert and feel
for conforming to local patterns of behavior and belief, provided that
they are not unequals in power or competitors for scarce resources. 125
-
Symbolic interactionist theory converges on the same point: if a person's
concepts are derived from the stance of a generalized other based on his
her social experience, then what individuals think must be influenced by
their patterns of interaction. 125
-
(ii) Human cognitive capacity is limited: accordingly, the more complex
or uncertain a situation, the more that participants fall back upon a taken-for-granted
routine and focus on the particular area that presents the most dramatic
problems. 125
-
(iii) On the macrolevel of the state, an important principle is: A political
crisis arises when a state's apparatus of military control is broken down
by internal dissension among elites: this breakdown is especially likely
when there is a military defeat and/or the economic strain of long-term
military expenses beyond the organizational capacity of the state to collect
revenues. 126
-
we can accept with confidence the basic principle of state military/fiscal
crisis leading to disintegration of the apparatus of coercive control,
and that in turn leading to a revolt of subordinates. 126
-
The vituperation against "positivism" is partly the expression of an oppressed
intellectual minority against their long-standing oppressors after finally
gaining a foothold in respectability. 127
-
It is sometimes held that deterministic explanations are impossible because
social action consists of situational interpretation, subjectivity, reflexivity,
and emergence. … In recent years this line of criticism has become very
prominent, so much so that one might characterize the late 20th
century as a time of neo-Idealist revival. 127
-
the achievement of the interpretive microsociologists should broaden our
sense of acceptable methods for sociological science. Clearly, a scientific
method for our field cannot rule out studies of the subjective; sociological
science cannot be founded on an exclusionary behaviorism (although we should
avoid going to the opposite extreme of ruling out the importance of behavior,
including unconscious behavior). A science does not have to be built out
of "hard data" in the narrow sense. What makes it scientific is its ability
to explain the conditions under which one kind of pattern holds rather
than another, in whatever realm those patterns. May be found. 127
-
even a very positivistic model must include general orienting concepts
within which its specific hypotheses and operationalized variables are
located. 127
-
Specific hypotheses make sense only in terms of some such background assumptions
about what kind of world we are dealing with. 128
-
The notion of a complete rigid formalization, operationalization, and measurement
of everything in a scientific theory is a chimera. There are informal concepts
and intuitive leaps at several points. There is always a metatheoretical
stance about what we are doing intellectually in the first place. Scientific
theory sketches a model of the aspect of the world under consideration:
hypotheses are derived from this, by a process of deprivation that itself
involves intuitive leaps. When operationalizing concepts for empirical
tests, we always make another intuitive leap in deciding that particular
measurements or other observations actually bear upon the theory. 128
-
all sciences have these places where there are intuitive leaps. 128
-
a successful science is possible even incorporating areas of fundamental
uncertainty, dealt with by tacit and informal understandings. Tacit knowledge
is knowledge too, as long at it works. 128
-
The fact that we are always involved in interpretations (and at many levels)
does not mean that we can accept every interpretation offered at face value.
128
-
The crucial criterion is that the best theory (with its ancillary assumptions
and heuristics) is that which maximizes coherence; it brings together
the most successful explanatory models into a consistent overall picture
of how the world operates. 128
-
An extreme, all-or-nothing empiricism is impossible; but a flexible empiricism,
working with imprecisions and intuitive concepts where necessary, and making
a great deal of room for theoretical work that ties things together, is
a central part of science. One needs to work non-positivistically, so to
speak, to be a successful positivist. 129
-
Many sociologists in the interpretive camp…claim that their major substantive
finding is the impossibility of deterministic theories. In their empirical
investigations, they discover, above all, emergence, unpredictability,
situationality, human capabilities for subjectively reflecting upon and
changing social conditions. 129
-
Culture does not simply organize itself; it is organized by social processes.
131
-
Historicism is the claim that only historical particulars exist, and no
general laws can be found that apply at all times and places. This argument
arises to some extent in conjunction with other antipositivistic criticisms,
as a kind of oppositional united front. 132
-
I have no sympathy with the blanket claim that historical particularism
is all that is possible; on the contrary, we cannot even see particulars
without general concepts. 133
-
Sociology will never be a science fitting the old sociological positivist
ideal, but none of the natural sciences fits that ideal either. 134
-
Modern philosophy is science does not destroy sociological science; it
does not say that science is impossible, but gives us a more flexible picture
of what science is. 134
-
Theory is always undermined by data, and a wide-open pluralism of theories
is the consequence that presumable will always be with us. 135
-
All theories are not equally valid: the question is which theory works
in the largest number of contexts that are coherent with one another. 135
-
Sociology is engaged in many different enterprises. The extreme diversity
of what we do tends to keep what we already know hidden under a cloud of
dust. Our problem, in a sense, is too much knowledge, especially since
so much of it is on the practical/descriptive side, which becomes unwieldy
if it is not boiled down into theoretical generalizations. 136-7
Collins, R. (1998) The Sociology of Philosophies: A Global
Theory of Intellectual Change, pp. 19-71.
-
Intellectuals are people who produce decontextualized ideas. These ideas
are meant to be true or significant apart from any locality, and apart
from anyone concretely putting them into practice. 19
-
Truth" is the reigning sacred object of the scholarly community, as "art"
is for literary/artistic communities; these are simultaneously their highest
cognitive and moral categories, the locus of highest value, by which all
else is judged. 19
-
intellectual truth has all the characteristics Durkheim stated for the
sacred objects of religion: transcending individuals, objective, constraining,
demanding respect. 19
-
situation is just the interaction of conscious human bodies, for a few
hours, minutes, or even micro-seconds; the actor is both less than the
whole situation and larger, as a unit in time which stretches across situations.
20
-
The micro-situation is not the individual, but it penetrates the individual,
and its consequences extend outward through social networks to as micro
a scale as one might wish. The whole of human history is made up of situations.
No one has ever been outside of a local situation; and all our views of
the world, all our gathering of data, come from here. 20
-
if one refuses to admit anything beyond the local, one arrives at some
version of skepticism or relativism; if one idealizes what happens in situations
as the following of rules and uses these inferred rules as a tool for constructing
the rest of the world, one arrives at a type of idealism. 20-21
-
It is true that nothing exists which is not thoroughly local; if it did
not exist locally, where would it possibly be found? But no local situation
stands alone; situations surround one another in time and space. 21
-
The following are the ingredients of an interaction ritual: 1) a group
of at least two people are physically assembled; 2) they focus attention
on the same object or action, and each becomes aware that the other is
maintaining this focus; 3) they share a common mood or emotion. … To the
extent that these ingredients are maintained, they build up social effects:
4) The mutual focus of attention and the shared mood cumulatively intensify.
Bodily motions, speech acts, and vocal micro-frequencies become attuned
into a shared rhythm. 5) As a result, the participants feel they are members
of a group, with moral obligations to one another. Their relationship becomes
symbolized by whatever they focused on during their ritual interaction.
6) Individuals who participate in interaction rituals are filled with emotional
energy, in proportion to the intensity of the interaction. Durkheim called
this energy "moral force," the flow of enthusiasm that allows individuals
in the throes of ritual participation to carry out heroic acts of fervor
or self-sacrifice. 22-23
-
Purely local groups such as the tribe or the circle of friends are primarily
concerned with their own solidarity and identity; they do not make the
kind of universalistic and transcendental claim for their symbols that
intellectuals do for their "truth." 24
-
Without face-to-face rituals, writings and ideas would never be charged
up with emotional energy; they would be Durheimian emblems of a dead religion,
whose worshippers never came to the ceremonies. 27
-
To be oriented toward the writings of intellectuals is to be conscious
of the community itself, stretching both backwards and forwards in time.
Intellectual events in the present--lectures, debates, discussions--take
place against an explicit backdrop of past texts, whether building upon
them or critiquing them. Intellectuals are peculiarly conscious of their
predecessors. And their own productions are directed toward unseen audiences.
Even when they lecture to an immediate group, perhaps of personal students,
disciples, or colleagues, the message is implicitly part of an ongoing
chain, which will be further repeated, discussed, or augmented in the future.
27
-
The entire macro-social structure, of non-intellectuals as well, is anchored
on ritual interactions. 28
-
The lowering of ritual density is a prerequisite for innovation; but it
must also be linked to the intermittent support of the rituals of intellectual
communities to give it content and energy. 34
-
Writing is a vicarious participation in the world of symbolic memberships;
insofar as one is able to work out a satisfactory relationships among ideas,
one is creating social coalitions including oneself. Successful writing
builds up emotional energy. Even over a very short-run period of minutes
or hours at one's desk, the process of writing can be a self-enhancing
emotional flow. 36
-
Social structure is everywhere, down to the most micro level. In principle,
who will say what to whom is determined by social processes. 46
-
Thinking is, most centrally, internalized conversation. 49
-
The most notable philosophers are not organized isolates but members of
chains of teachers and students who are themselves known philosophers…
65
Cohen, B. (1989) Developing Social Knowledge
-
There have always been significant critics who have argued that, while
natural phenomena can be studied scientifically, human phenomena have not
been, are not now being, and can never be studied scientifically. In part,
the skepticism about scientific social science arises from the same mysterious
aura that surrounds the natural sciences. In part, the skepticism arises
from the false belief that all natural phenomena are amenable to scientific
investigation and from the argument that, unless all human phenomena are
similarly amenable, a scientific study of human phenomena is impossible.
In part, the skepticism has an ideological base: there are those that believe
that human behavior should not be studied scientifically, and this leads
them to argue that it cannot be studied scientifically. 4
-
The concern of a science of humanity behavior, then, is to resolve differences
of opinion about matters of fact through the use of procedures whose validity
does not depend upon the prejudices of the user. 7
-
While it is possible to obtain collective agreement of the "facts," it
is more difficult to collectively agree on explanations or interpretations
of whether a given fact is relevant to the issue under consideration. 8
-
What standards must an explanation meet before it is preferred to alternatives?
This is one of the most crucial questions that an analysis of theory and
method in sociology, or in any other science, must address. 9
-
scientific knowledge is theoretical knowledge, and the purpose of methods
in science is to enable us to choose among alternative theories. 13
-
Scientific sociological knowledge is more than a collection of facts, more
than a body of shared opinions or prejudices, more than a perspective for
viewing the world, and more than conventional wisdom. 13
-
theoretical knowledge does not consist solely of facts and cannot be generated
simply by collecting facts. 15
-
While many sociologists have adopted the strategy of fact gathering, and
many aspects of the structure of the discipline of sociology promote this
strategy, we contend that piling study upon study will not generate useful
theoretical knowledge, even if each study exemplifies the ideals for conducting
empirical research. 16
-
Empiricism emphasizes the importance of observation and of creating knowledge
by amassing observations and generalizing from these observations. 16
-
[Spencer (1976)] defines theory as "a generalization based on observed
facts that explains a supposed causal relationship between those facts."
16
-
sociological theory and sociological method are inseparable. 22
-
Part of the difficulty is sociological research results from the attempt
to apply methods because they are quantitative or because they are qualitative,
rather than because they are suitable to the problem at hand. 23
-
Here we will treat methods as proposed solutions to problems of the
collection, interpretation, and use of observations in the service of substantive
sociological considerations. From this formulation, two conclusions
follow: first, methods are instruments that serve substantive ends, and
so different substantive ends require different instrumental solutions;
second, the substantive end determines when quantitative solutions are
needed and when qualitative solutions are required. 23
-
Problems are not problems unless they are collectively recognized, and
solutions are not solutions unless they meet collective tests. 25
-
action decisions depend not only on the facts or on factual statements
but also on the values held by those making the decisions. 29
-
action decisions require assessing the factual consequences of each course
of action for each of the values involved, and require balancing the values
themselves according to which values are more, and which are less, important.
29
-
The role of research is to make factual statements about particular consequences
of particular alternatives. Since research cannot possibly investigate
all the possible consequences of all the possible alternatives, there will
always be uncertainty about the possible consequences of a decision alternative,
and there may always be unforeseen consequences. 32
-
Better decisions can result from the recognition that not all consequences
can be known and not all values maximized, combined with the desire to
use knowledge, even if limited, as a safeguard against decisions based
solely on the decision maker's prejudice. 32
-
value biases play a crucial role in the determination of all questions.
For example, it would be impossible to investigate the consequences of
affirmative-action program without the investigator's moral attitudes toward
affirmative action influencing the outcome of the investigation. Some critics
would go so far as to claim that the male chauvinist and the women's liberationist,
investigating questions about affirmative action, would inevitably obtain
results confirming their own value biases. While not all would go that
far, they all share the conviction that values are an integral part of
deciding cognitive questions, and hence that there is little point to distinguishing
between value judgments and factual statements. 34
-
What people usually mean by value bias is (1) that the content of
the values held by the decision maker effects the content of the resulting
decisions and (2) that the content of values affects the content
of the factual statements the decision maker employs in the process. 34
-
Natural science surmounted value biases through institutionalizing a set
of norms and by socializing generations of scientists to these norms. 36
-
Cultural bias operates in the most mundane areas of perception as well
as in the most subtle. 38
-
In practice, no science works perfectly. But clearly, the experience of
the natural sciences suggests that corrective mechanisms can work to produce
an approximation to objectivity. 39
-
one can be a Positivist, and Anti-Positivist and a Post-Positivist simultaneously.
If Positivism means a commitment to using evidence, then this author is
a Positivist; if it means that nonobservable entities are inadmissible,
then the present writer is an Anti-Positivist; If Post-Positivism represents
a concern with the theoretical relevance of observables, then this analysis
is a Post-Positivist; and so on. 44
-
[Crews, 1987] "To be a good contemporary antipositivist, then, is to resist
the encroachment of science on human studies--to deny…that the natural
sciences offer [us] an adequate or even relevant model…. Or, more radically,
one can deny that science itself is really empirical. 44
-
While a theory may determine the relevance of a set of observations and
the procedures for collecting and analyzing the observations, it does not
deny the factual truth of all the relevant observations. 46
-
as long as there are some observations whose truth value is not determined
by the theory, then there are some observations that can provide an evaluation
of the theory independent of the wishes and desires of either the proponents
or the theory, and that after all is one meaning of objectivity. 46
-
Even when an observer has a unique basis for selecting and recording his
observations, the observations can be traced to preexisting ideas. …the
phenomena does not speak for itself; observations are not determined by
the things observed. At the very beginning of the process--the decision
about what to observe--ideas play a crucial role, even though the ideas
may be only partly conscious and not at all articulated. 70
-
Observation is an active process; physical sensations from reality do not
record themselves; every observation involves inference on the part of
the observer. We do not, for example, observe anger. We observe facial
expressions, tones of voice, things that are said, and we infer that a
person is angry. … In short, observation depends upon shared collective
modes of inference. 70
-
A scientific theory is a set of interrelated statements, some of which
are definitions and some of which are relationships assumed to be true,
together with a set of rules for the manipulation of these statements to
arrive at new statements. 71
-
Science starts with ideas, and an idea is not a theory. An initial idea
may be somewhat vague, may have many implicit elements, and may not be
connected to many other ideas. An idea is the raw material from which theories
emerge, and the process that leads to the emergence of theories is a long
and difficult one. A theory emerges from the development and collective
evaluation of many ideas. 72
-
The problem is how to get from the crude idea to the collectively accepted
theory. 72
-
Through the process of evaluation, an idea is extended, modified, sometimes
rejected, almost always superseded by a better statement of the idea, and
always related to other ideas. The point which must be emphasized again
and again is that the evaluation of ideas is a process, one successful
culmination of which is a theory. 72
-
No ideas or collections of ideas can capture all aspects of a single human
being or a total society. 74
-
When ideas are transformed into statements that can be collectively evaluated
by reason and evidence, they become scientific knowledge claims. 75
-
A scientific knowledge claim is an abstract, universal, and conditional
statement in the form of a declarative sentence that has a subject and
a predicate (i.e., is a grammatical sentence) where the predicate asserts
something about the subject of the sentence. 75
-
The more abstract an idea is, the more it is removed from an individual's
experience. Hence, difficulties in communication arise because there are
no points of reference in shared experience in which to hang the ideas.
77
-
A universal statement is a statement whose truth is independent of time,
space, and historical circumstances. 78
-
A singular statement is a statement whose truth depends on a particular
time, place, and historical circumstance. 78
-
One the one hand, knowledge claims must be universal and abstract; hence
not tied to particular objects in space and time; on the other hand, empirical
research generates only singular statements directly tied to spatial, temporal
objects--and therefore not knowledge claims. Yet empirical research must
have an impact on knowledge claims; otherwise knowledge claims are not
modifiable by experience, and we do not have empirical science. The resolution
of the problem involves linking knowledge claims to singular statements;
that is, knowledge claims are not themselves singular, but must be tied
to singular statements in such a way that the singular statements can affect
the evaluation of the knowledge claims. 79
-
It is possible to have valid sociological principles as long as they are
valid for those cultures which satisfy the scope conditions. This does
not require that all cultures, or indeed any culture, satisfy the scope
conditions. The significance of the idea of scope conditions is simply
that wherever scope conditions are met, a knowledge claim is applicable.
83
-
Given any observation statement pr set of observation statements, it is
always possible to construct alternative explanations for the given statement
or statements. 243
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If there are many explanations, they are all in one sense true explanations
of the single instance; that is, they are all logically true in that the
observation statement is deducible from all of them. 243
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No set of rules exists that allows one to go from the truth of a singular
premise to the truth of a universal statement. Simply put, there is
no way that the truth of a singular statement, or even the truth of a large
number of singular statements, can guarantee the truth of a universal statement.
245
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inductive leaps cannot be justified logically, but are acts of creative
imagination. The statements that arise from our "inductive" thinking are
conjectures that must be tested by means other than the psychological processes
which generated them--the fact that we thought of these statements does
not confirm their validity. 247
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Experiments allow greater control [than nonexperimental research] of factors
that might represent alternative explanations, but no experiment--or series
of experiments--enables us to eliminate all alternative explanations. 253
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1) Experiments are more easily reproducible that nonexperimental studies.
2) Experiments allow the researcher to eliminate more alternative explanations
than nonexperimental research. 3) Experiments enable the researcher to
separate and isolate factors that are not separable in nature and thus
to make comparisons that are not possible where the factors are confounded.
261
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one cannot generalize from a single study and that one cannot prove that
an explanation is true even for the instance of the single study. 262
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The challenge of novelty and the excitement of being the first to explore
new territory attract many of us and make it difficult to pursue the more
mundane aspects of building cumulative knowledge. ….we all want to be revolutionaries
rather than the plodders who carry out ordinary normal activities. 329